Who we are

Integrated Compliance Consulting offers professional compliance programs to small financial firms. Our core mission is to ensure that regulatory compliance is never compromised due to lack of understanding. We offer a formidable defense by constructing compliance programs rooted in our extensive industry expertise, all while preserving the unique identity and narrative of your firm.

Background

We tailor programs for each client, leveraging a team of seasoned professionals with real-world expertise. We provide clients with a compliance framework that not only meets regulatory standards but also integrates seamlessly into your daily operations, enhancing overall efficiency and risk management.

Approach

Our approach ensures that regulatory requirements are met with practical, customized solutions that empower you to navigate regulations confidently. We analyze your unique business context, identifying risks and opportunities, and then design compliance strategies that align with your specific needs.

Technology

Our compliance programs are supported by Compliance Desk, a modern cloud-based technology platform reminiscent of popular business applications, that empowers our team to assist your firm in fulfilling its regulatory requirements and maintaining comprehensive documentation of your compliance efforts.

Value

Our compliance experts provide more than a simple recitation of regulations. They excel in devising solutions that enable your firm to function as a business, all while effectively navigating the intricate web of rules that can pose challenges for companies lacking the resources for an elaborate in-house compliance department.